TRUST IS GOOD, KNOWLEDGE IS BETTER
TRUST IS GOOD, KNOWLEDGE IS BETTER
OUTSOURCING
Acts as external compliance department, performance of control and supervisory responsibilities on site, telephone support, temporary freelance assignments to customers as stop-gap solution during staffing shortages.
CONSULTING
Assistance in implementing the provisions under the Swiss Banks’ Code of Conduct with Regard to the Exercise of Due Diligence (CDB) and the Swiss Anti-Money Laundering Act (AMLA), assistance in classifying the risks associated with client relationships, consulting and support for the introduction of transaction monitoring regulations and systems, assistance in assessing reporting obligations.
PROCEDURES
Consulting with respect to SROs’ subordination to supervision, assistance in navigating the application procedure for joining an SROs/control authority, representation, assistance during CDB supervisory commission procedures, preparation of voluntary disclosures.
ORGANISATION
Advice regarding the establishment of compliance offices and departments, review and optimisation of processes and control mechanisms, advice and assistance in the implementation of compliance-relevant IT tools.
DOCUMENTATION
Preparation and review of internal instructions, regulations and manuals, preparation and control of forms, contracts, process flows and job descriptions.
TRAINING
Implementation of training sessions and workshops on compliance issues.
AMLA AUDIT
Conduction audits in accordance with the demands of current legislation and the codes of conduct of SRO PolyReg. Support and advice on the adaptation of your internal organisation to meet the requiements of the latest, new provisions of the Anti-Money Laundering Act (AMLA).
FOUNDATION OF COMPANIES
Assistance in the establishment of companies with the purpose of «Wealth Management».
MEMBERS OF THE BOARD AND MANAGEMENT
Assuming the function of the board of directors and / or the management for existing or newly founded companies.
SUPERVISORY ORGANISATIONS
Execution of the preparatory work and the approval process for obtaining the FINMA license and connection to a supervisory organiSation (SO) in accordance with FINIG/FIDLEG.
CONTRACT ADMINISTRATION
Support with the creation, revision and review of contracts, forms and regulations.
MANAGEMENT
Independent and neutral advice. Preparation of business plans, organisation and succession planning.
FINANCING
Analysis of planned investments, recommendations for new investments or refinancing, negotiations with banks and cost optimisation.
BUSINESS ADMINISTRATION
Advice on all business issues, from budget to liquidity planning. Analysis of important key figures as the basis for decisions.
TAX ADVICE
Preparation of tax returns and VAT statements. Advice on VAT issues. Declaration and reclaim of withholding tax. Negotiations with tax authorities.
ACCOUNTING
Management of financial and operational accounting, as well as sub-accounting (debtors and creditors). Creation of interim and annual financial statements.
OFFICE INFRASTRUCTURE
Customer reception and provision of the meeting rooms. Post office, processing and forwarding of daily mail. Various administrative services (creating and sending customer letters, courier shipments, support in creating presentations.
